Industry Solutions

What should an enterprise AI security checklist for accounting cover?

An accounting AI security checklist covers six areas: identity and key management, client-data classification, residency and retention, logging and audit trails, model governance, and engagement-level access control. Map each control to your firm's professional and regulatory obligations, then verify it with architecture evidence. Plugsky supplies the deployable pieces - scoped keys, private deployment options and request logging - for your own program.

Key facts

Access controlScoped API keys with rotation; enterprise SSO and RBAC options
DeploymentCloud, VPC, on-prem or air-gapped to match client requirements
AuditabilityRequest, model and response logging for review trails
Data groundingEmbeddings and RAG are live for policy and workpaper search
Structured outputJSON mode returns review notes and extraction records in fixed schemas
RetentionLog and data retention configured by your firm under its own policy
Pricing modelFlat monthly self-serve plans; no per-token billing on self-serve
Endpoint roadmapFiles, batch and fine-tuning are coming soon

TL;DR

  • Classify client data before connecting any AI workflow to it.
  • Give each application and engagement-bounded system its own scoped key.
  • Decide residency and retention explicitly; do not inherit defaults.
  • Log requests, retrieved sources and model versions for review.
  • Keep a human reviewer accountable for every accounting judgment.

How it works, step by step

  1. Inventory AI use cases and the client data each one touches, then label data classes.
  2. For each class, choose the deployment mode: cloud, VPC, on-prem or air-gapped.
  3. Issue per-application keys, store them in a secrets manager, and set a rotation schedule.
  4. Define log fields and retention: request ID, model, retrieved sources, output, reviewer.
  5. Approve a model allow-list tied to evaluation results, and re-test on model changes.
  6. Require citations and a qualified reviewer before any output informs client work.
  7. Run a tabletop exercise for a wrong or leaked answer, including client notification paths.
1Inventory AI usecases and theclient data each2For each class,choose thedeployment mode:3Issueper-applicationkeys, store them in4Define log fieldsand retention:request ID, model,5Approve a modelallow-list tied toevaluation results,6Require citationsand a qualifiedreviewer before any

Try it yourself

Open the AI API key security checklist →

Scope and data classification

Security starts with knowing what the system can see. Split content into classes: public guidance, firm methodology, client financial data, and identifiers such as tax numbers or bank details. Each class gets its own rules for whether it may leave the firm's boundary and what logging it requires.

Most firms start with methodology and public guidance, then extend to client data only on private deployments where prompts, documents and embeddings stay inside the environment.

Identity, keys and least privilege

Model credentials deserve the same discipline as database credentials. Issue a distinct API key per application and environment, store it in a secrets manager, rotate it on a schedule, and revoke on role changes. Where the platform supports enterprise identity, connect SSO and role-based access so console permissions follow your joiner-mover-leaver process.

Never share a production key across engagements, and never place keys or client identifiers in prompts.

Residency, retention and audit trails

Decide explicitly where processing happens and how long records live. Region selection covers many residency needs; VPC, on-prem and air-gapped deployment covers mandates that require data to stay inside the firm. Retention is your policy applied to prompts, outputs, logs and retrieval indexes - not a platform default.

Log enough to reconstruct a decision: request ID, model name and version, retrieved source identifiers, output and the reviewing user. See AI audit logs for a schema.

Model governance and human accountability

Keep an approved model list with evaluation evidence for each model, and re-run evaluations when versions change. Restrict high-risk workflows to models and prompts that passed review, and require citations from approved sources. Regardless of automation, a qualified professional remains accountable for the work product, so the checklist should name that reviewer in the workflow design.

Honest comparison

Control areaPlugsky capabilityCommon gapOwner
IdentityScoped keys, rotation, enterprise SSO and RBAC optionsShared production keysSecurity engineering
Data boundaryCloud, VPC, on-prem, air-gapped deploymentData path undocumentedRisk and compliance
RetentionConfigurable logging of requests and responsesNo defined retentionPrivacy officer
Audit trailRequest, model and source loggingOutputs not traceableQuality review
Model governanceModel choice behind one API with evaluationSilent model changesTechnical committee
Human sign-offCitations and structured output for reviewersUnsigned AI draftsEngagement lead

Frequently asked questions

Does using Plugsky make our firm compliant?

No. Compliance is your program. Plugsky provides deployable controls - scoped keys, private deployment, logging - that you document and audit against your own professional obligations.

Can client data stay inside the firm?

Yes. VPC, on-prem and air-gapped deployments keep prompts, documents and embeddings inside your environment, and the API stays OpenAI-compatible.

What should we log?

Request IDs, model names and versions, retrieved source identifiers, outputs and the reviewing user, retained under your policy. That is enough to reconstruct how an answer was produced.

How do we handle tax identifiers?

Keep them out of prompts where possible, retrieve only the fields required, and use private deployment for workflows that must process them.

Is fine-tuning available for firm templates?

Fine-tuning and batch endpoints are coming soon. Today, use retrieval over approved templates with JSON mode for consistent output structure.

How often should keys and models be reviewed?

Rotate keys on a fixed schedule and after staff changes; re-evaluate models whenever a version changes or a new model is added to the allow-list.

Where do we start?

Pilot on internal methodology documents using the free plan, prove accuracy and logging, then extend to client data on a private deployment.